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Adani Alabi
Compliance Officer , Merchant Bank
Lagos, Nigeria
? Analytical, entrepreneurial and multi-sector financial management leader with more than 20 years’ experience in banking (retail and commercial), securities and exchange, credit, audits, legal regulatory frameworks, compliance, anti-corruption, capital markets, labor and employment, small business development, and public health research. ? Willing and able to travel, relocate, and/or work remotely (short- or long-term) for the right professional opportunity; preferred focus on Africa, Asia and
Send email Contact Adani Alabi
Area of Expertise:
  • Health, Doctors, Nurses, HIV/AIDS
Professional Experience:
I started my working career 1987 as a project/loan officer with the National Directorate of Employment where I developed entrepreneurship curriculum and organised entrepreneurship development programs for tertiary school leavers and retired civil servants. After 4 years I joined Alpha merchant Bank as credit analyst and Business development officer between 1991 and 1994 after which I worked as a Consultant with International Financial Consultants in Lagos. I was Assistant Manager and Head, Business Development at Intercity Bank between January 1996 and December 1997. In January 2001 I joined Societe Generale Bank as Deputy Manager where I was involved in credit analysis and appraisal and Business development.After three years,I was involved in Public Health Research and worked as Clinic Manager in the Randomized Controlled Trial of Cellulose,
Sulphate Gel & HIV in Nigeria Sponsored by Family Health International
(in collaboration with Department of Medical Microbiology, University of Lagos)
North Carolina, USA. Between 2007 and 2016,at different times, I worked as a Chartered Stock Broker in two different organisations where I traded on behalf of the company's (Trust Yield Securities Limited and FSDH Securities Limited) customers on the floor of the Nigerian Stock exchange. In Trust Yield Securities Limited, I worked as Manager Operations and at FSDH Securities Limited, I was Head, Stock Broking. In both firms, among others, I was also involved in developing, presenting and defending annual budgets before Executive management.
I managed institutional clients with Asset Under Management (AUM); average N5billion over five years.
I was also involved in developing marketing proposals to sell products and services offered to prospective clients and to identify new markets.

I prepared weekly and monthly performance reports for Executive Management.

Aggregated and consolidated monthly performance reports for quarterly Board meetings. I currently work as Compliance Officer at FSDH Merchant Bank Limited, where I am responsible for Legal and Regulatory compliance.As regulatory compliance officer, I am involved in the following;
•Monitor sites of respective regulators (Central Bank of Nigeria (CBN), Nigeria Financial Intelligent Unit (NFIU), Nigeria Deposit Insurance Corporation (NDIC), Securities & Exchange Commission (SEC) and other regulatory agencies) to ensure up-to-date compliance.
•Responsible for Financial Institution supervision of regulatory circulars brought to the attention of Chief Compliance Officer (CCO); to ensure dissemination of statutory, regulatory and supervisory requirements to relevant interface departments/subsidiaries.
•Monitored and ensured that all requisite returns within respective legal and regulatory reporting areas are conducted in line with approved templates, formats and deadlines.
•Review completed account opening forms of prospective customers to ensure they meet all Know Your Customer (KYC) requir
Education:
Master’s in Public Health (MPH) Mar 2012 – July 2014
University of Liverpool, Liverpool, United Kingdom

MBA Oct 1984 – Sept 1986
University of Nigeria, Enugu, Campus

B. Sc. (Hons.) Nutrition & Dietetics Sept 1977 – June 1982
University of Nigeria, Nsukka
Available for:
  • Job opportunities

    Years of Experience:
    15-20 years
    Highest Qualification:
    Masters
    Languages:
    English, French (currently studying)
    Nationality:
    Nigeria
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